global public goods

Active Global Citizenship: Making the Climate Convention Work

Posted on by Susanna Cafaro

First published on Vocal Europe

 

We are all shocked because of the floods in Paris and across most of central Europe: from Germany to Belgium to Romania. We are scared for the increased frequency and violence of such exceptional climate events, we are worried for our future and the future of our sons.

Yes, some commentators pointed correctly out that this kind of events – as exceptional as they are – already happened in the past, but everybody agrees that global aggregated data on temperature rise are unprecedented, at least as far as we humans can record.

And no events like natural disasters make us feel more powerless, just victims or scared observers.

Still, an attempt has been done – if not to restore the previous climate conditions – at least to slow down this crazy growth of temperature by limiting the impact of our species on the Earth’s ecosystems, to make it finally sustainable. This is the Paris Agreement on climate change, adopted by consensus on 12 December 2015 by 196 delegations, signed by 177 states and already ratified by 17 of them.

Unfortunately, as ambitious as it is, the Paris Agreement is not enough.

In the text, which is the result of the twenty-first meeting of the Parties (COP21) of United Nations Framework Convention on Climate Change (UNFCC), the member states “…Acknowledging that climate change is a common concern of humankind”, commit to hold “ the increase in the global average temperature to well below 2 °C above pre-industrial levels and pursuing efforts to limit the temperature increase to 1.5 °C”.

The goal, so, it is not a correction of the current situation, but just the effort to stop further worsening.

While the convention offers some interesting guidelines to help to reach the goal –subsidiarity, transparency, responsibility – unfortunately it does not provide any real enforcement mechanism nor sanctions in case of infringement. The respect of so important commitments depends solely on the good will of the signatories and on the peer- review mechanism every 5 years.

We know that this isn’t enough, but how could we – the citizens – do something about that?

Well, actually, we can do something.

Through an initiative called “citizens’ climate engagement network” we can all do something.

And I have to thank Joseph Robertson, global strategy director at Citizens’ Climate Lobby for starting this wonderful lab for the empowerment of citizens across the world.

He was right when he wrote to me some days ago: “supranational democracy is underway!”

CCEN could be defined as a new global framework to support and expand direct citizens’ and stakeholders’ engagement in the intergovernmental process, in the surveillance over the States and the way they keep their commitments, in promoting new ideas and ways to stop climate change.

In practice, anybody can host a local working session, to contribute local insights and experiences to the global climate policy process. A toolkit for local sessions is on-line, ready to use. A platform will provide exchanges of views inside this community of engaged citizens. Finally, an Advisory Coalition meets once a month to share insights, think through challenges to meeting the mission of the CCEN, which is to ensure any voice from anywhere with an idea worth sharing can be heard in the global conversation.

The governance is completed by a secretariat and a global team of local networks of leaders, stakeholders and collaborators. The mission is to build a global base of local knowledge, relating to the Paris Agreement, and to bring all the local insight into the COP22 negotiations, making all voices heard. So increasing the legitimacy and the accountability of and the inclusion into the Paris Convention framework.

Representatives from several UN agencies and dedicated NGOs joined the advisory coalition  in their personal capacity, and I’m very glad to be part of it. And the UNFCCC secretariat hosted the initiative in its newsroom. It’s getting big!

What is most relevant in this bottom-up exercise, we learned the lesson that organized citizens may take a stance for global goals, so filling the gaps of global governance. The CCEN is a precious lab. It shows how active global citizenship is possible, as a path towards a more democratic world.

The effort behind this accomplishment could be replicated for other goals, empowering communities of committed people to work together as active global citizens: I think of associations and NGOs promoting human rights, fighting poverty, claiming for women and children’s rights. And these are just examples.

If there is a lesson we can learn from the climate change challenge, it is this sense of belonging to the human family, sharing a “common concern” as humankind.

COP21_participants_-_30_Nov_2015_23430273715-897x494

 

Ubuntu and International Law

Posted on by Susanna Cafaro

Ubuntu is an ancient African word and it is difficult to translate it in a language that doesn’t hold the same concept.

It basically means: ‘I am what I am because of who we all are’ or: my humanity is inextrically connected to the group I belong; my happiness is their happiness; their sorrow is my sorrow.

The word became popular thanks to two African Nobel laurates, Nelson Mandela and the archbishop Desmond Tutu, and even more thanks to the Linux desktop bearing this name.

It recalls me a famous Latin quote by the poet Terentius “Homo sum, humani nihil a me alienum puto” (I am a man, nothing human is alien to me), but ubuntu goes much further: not only everything human is not alien to me, it even affects me deeply. It tells us about belonging, interconnectedness, wholeness, even empathy and compassion.

It is not a legal concept, but for sure it is an ethical concept which inspired some legal statements about common concerns of humankind.

It is close to a legal concept which is around (and debated) since long time: the common heritage principle, which establishes that some resources or sites belong to all humanity and have to be available for everyone’s use and benefit. It is established as a guarantee for the future generations and the needs of developing countries.

The principle surfaces in many international legal texts, even if its most known application remains the UNESCO World Heritage Convention (1975) which gives UNESCO the competence to designate the sites being of special cultural or physical significance. These, due to their outstanding cultural or natural importance belong to the common heritage of humanity and have to be preserved for the future generations. While each World Heritage Site remains part of the legal territory of the state wherein the site is located, they have to be protected  in the interest of the international community.

The idea was not new, one of the oldest appearences is in the Antarctic Treaty (1959). It is stated in its preamble that its primary purpose is to ensure “in the interest of all mankind that Antarctica shall continue forever to be used exclusively for peaceful purposes and shall not become the scene or object of international discord”.

A clear affirmation of the Common heritage of the mankind, not just  as a principle but as a rule, is in the U.N. Outer Space Treaty (1967):

Art.1: “The exploration and use of outer space, including the moon and other celestial bodies, shall be carried out for the benefit and in the interests of all countries, irrespective of their degree of economic or scientific development, and shall be the province of all mankind. Outer space, including the moon and other celestial bodies, shall be free for exploration and use by all States without discrimination of any kind, on a basis of equality and in accordance with international law, and there shall be free access to all areas of celestial bodies. There shall be freedom of scientific investigation in outer space, including the moon and other celestial bodies, and States shall facilitate and encourage international co-operation in such investigation.”

Art.2: “Outer space, including the moon and other celestial bodies, is not subject to national appropriation by claim of sovereignty, by means of use or occupation, or by any other means”.

In the Moon Treaty, which came after (1979) we read that “[t]he Moon and its natural resources are the common heritage of mankind” (art. 11).

Then we had the U.N. Convention on the Law of the Sea (1982), where we read that “the Area and its resources are the common heritage of mankind” (art. 136). This means that the Area and its resources cannot be claimed, appropriated, or owned by any state or person (art. 137). All rights to resources belong to mankind as a whole, with the International Seabed Authority (ISA) acting on mankind’s behalf (Article 140). Here we can see a step forward: an authority in charge to guarantee the interests of mankind.

Finally, we can read in the preamble of the Paris Convention on Climate Change:

“Acknowledging that climate change is a common concern of humankind, Parties should, when taking action to address climate change, respect, promote and consider their respective obligations on human rights, the right to health, the rights of indigenous peoples, local communities, migrants, children, persons with disabilities and people in vulnerable situations and the right to development, as well as gender equality, empowerment of women and intergenerational equity.”

To date, the principle is still waiting for application in other important fields:

The UNESCO adopted two declarations inspired to it (which are just declarations, not binding treaties): the  Universal Declaration on the Human Genome and Human Rights and the Declaration on the Responsibilities of the Present Generations Towards Future Generations, both in 1997. They are potentially part of international customary law, if international or national judges can verify that they match the general practice of states and what states have accepted as law.

What about other resources which are at the core of our interdependence? Internet? Big data? Or, more trivially, the air we breath?

This application of the oneness principle to the difficult field of international law was first an intuition by Immanuel Kant in his essay Perpetual peace (1795), it is nowadays supported by cosmopolitanist theories and by the doctrine of global public goods. To be properly enforced, nonetheless, it requires a shift in legal paradigms that is really controversial (challenging traditional international law concepts such as acquisition of territory, sovereignty, sovereign equality, and international personality).

And it requires a shift in consciousness towards  Ubuntu.

 

 

One Humanity: Shared Responsibility

Posted on by Susanna Cafaro

The Istanbul Summit is approaching, the first of its kind: a world humanitarian summit.

When the UN Secretary General called it in 2012, he could not imagine, that in May 2016 it would have been the no.1 issue on the agenda, because of all sort of humanitarian crises.

Every day, more funding and more organization is needed to save life and to offer first aid, the number of people in need of humanitarian assistance exploded in the last 12 months. Frustration is growing on both sides: the one of those who need help and that of those who do not know how to help.

Released a few days ago, the Report of the Secretary-General for the World Humanitarian Summit is a first provisional answer, aiming at paving the road. It offers a vision, inclusive and universal.

Here is the annex Agenda, summarizing the core proposals and the envisaged actions and tools.

Among others, a clear effort is needed to enhance law and governance tools, as pointed out in the Core Responsibility II. Uphold the norms that safeguard humanity, where we find under letter D:

“Reinforce our global justice system

Adopt national legislation encompassing the full range of international crimes and universal jurisdiction over them, and strengthen and invest politically in national law enforcement and invest financially in strong and impartial judicial systems.
Carry out systematically effective investigations into and prosecutions for allegations of serious violations of international humanitarian and human rights law.
Provide adequate political, technical and financial cooperation and support to the International Criminal Court and for the systematic investigation and prosecution of international crimes”
and under letter E:
“Uphold the rules: a global campaign to affirm the norms that safeguard humanity
Launch a global campaign
Launch a global effort to mobilize States Parties, civil society, and other global leaders to prevent the erosion of international humanitarian and human rights law, demand greater compliance with them, and ardently pursue the protection of civilians.
Adhere to core instruments
Urge all states to accede to core international instruments aimed at protecting civilians and their rights and implement them.
Promote compliance by engaging in dialogue on the law
Hold regular meetings of States Parties and experts on implementation of international humanitarian and human rights law and new challenges to reinforce its relevance, identify areas requiring clarification, and offer opportunities for legal assistance to ultimately compel compliance.
Use high-level United Nations Member States forums, such as the General Assembly, Security Council or the Human Rights Council for dialogue on compliance with international humanitarian and human rights law.”
But what we find really innovative and important is the last para. in Core Responsibility IV. Change people’s lives – From delivering aid to ending need

 “C. Deliver collective outcomes: transcend humanitarian-development divides

Commit to the following eight elements in order to move beyond traditional silos, work across mandates, sectors and institutional boundaries and with a greater diversity of partners toward ending need and reducing risk and vulnerability in support of national and local capacities and the achievement of the 2030 Agenda
Create a joint problem statement driven by data and analysis
Collect, analyse, aggregate and share reliable and sex –and -age disaggregated data with adequate security and privacy protection as a collective obligation to inform priorities.
Make data and analysis the basis and driver for determining a common understanding of context, needs and capacities between national and local authorities, humanitarian, development, human rights, peace and security sectors.
Develop a joint problem statement to identify priorities, the capacities of all available actors to address priorities, and where international actors can support or complement existing capacities.
Identify and implement collective outcomes
Formulate collective outcomes that are strategic, clear, quantifiable and measurable, and prioritized on the areas of greatest risk and vulnerability of people identified in the joint problem statement.
Aim for collective outcomes to have a positive impact on overall national indicators of advancement toward the 2030 Agenda and for multi-year plans to be installments toward achieving national development strategies in line with the 2030 Agenda.
Develop multi-year plans in three to five year duration that set out roles for various actors, adopt targets and drive resource mobilization to achieve collective outcomes.
Draw on comparative advantage
Deliver agreed outcomes based on complementarity and identified comparative advantage among actors, whether local, national or international, public or private.
Promote a strong focus on innovation, specialization and consolidation in the humanitarian sector.
Coordinate collective outcomes
Coordinate around each collective outcome with the diverse range of actors responsible to achieve it.
Empower leadership for collective outcomes
Empower national and international leadership to coordinate and consolidate stakeholders toward achieving the collective outcomes
Empower the Resident/Humanitarian Coordinator to ensure coherent, collective and predictable programme delivery of the United Nations and its partners toward the full programme cycle of the multi-year plan and the achievement of collective outcomes.
Empower the Resident/Humanitarian Coordinator to request and consolidate data and analysis to develop the common problem statement; moderate and conclude the setting of collective out comes; ensure implementation and monitoring of progress; and to steer adequate resources to ward the agreed multi-year plan.
Adapt structures, processes and financial systems at headquarters of agencies and donors as appropriate to reinforce this approach towards collective outcomes.
Monitor progress
Ensure clear performance benchmarks and arrangements are in place to monitor and measure progress toward achieving collective outcomes, to ensure timely adjustments, and the right re sources and political support are in place.
Retain emergency capacity
Enable and facilitate emergency response and people’s access to life-saving assistance and protection in contexts where meeting longer-term collective outcomes will be difficult to achieve.
Recognize the provision of emergency response as a short-term exception and all efforts should be made to reduce need, risk and vulnerability from the outset.”

Infact, one of the (many) problems to overcome is the fragmentation of each emergency response among an impressive number of actors, acting at different level and often without a shared vision. Not only state actors and international actors may address different priorities or have in mind different goals, but also at the same state level (even  at the same international level) different actors could contradict each other, not to speak of the not always clear sharing of competences among international institutional actors (as the UN and the many specialized agencies).

What the Agenda do not get to say is that we need a control room, possibly in the UN, and we need an holistic approach to include development policy, equality, humanitarian emergencies and peace-keeping.
Of course, these are different problems that need tailored responses and dedicated specialists, but we could not deny that they impact each other significantly. A common vision on preventing conflicts would avoid displacements – having an impact on development, equality, health emergencies. Working on development and equality, on the other hand, reduces the risk of conflicts, and so on….
My best wishes to the World Humanitarian Summit, my hope is that  – approaching the date – it becomes even more ambitious and far-reaching (as it just happened in Paris).

The Global Goals and All the Ways to Communicate Them

Posted on by Susanna Cafaro

Sustainable development goals are ambitious. They are milestones intended to change the world in the next 15 years.

As you can read, the 5 Ps in the preamble reveal a broaden view…

The Goals and targets will stimulate action over the next fifteen years in areas of critical importance for humanity and the planet:

People

We are determined to end poverty and hunger, in all their forms and dimensions, and to ensure that all human beings can fulfil their potential in dignity and equality and in a healthy environment.

Planet

We are determined to protect the planet from degradation, including through sustainableconsumption and production, sustainably managing its natural resources and taking urgentaction on climate change, so that it can support the needs of the present and futuregenerations.

Prosperity

We are determined to ensure that all human beings can enjoy prosperous and fulfillinglives and that economic, social and technological progress occurs in harmony with nature.

Peace

We are determined to foster peaceful, just and inclusive societies which are free from fearand violence. There can be no sustainable development without peace and no peace without sustainable development.

Partnership

We are determined to mobilize the means required to implement this Agenda through arevitalised Global Partnership for Sustainable Development, based on a spirit of strengthened global solidarity, focussed in particular on the needs of the poorest and most vulnerable and with the participation of all countries, all stakeholders and all people.

Many will notice that this list is much longer than the previous one, the list of Millennium development goals, written fifteen years ago. The focus is not just on the people, but on the planet too and on all the living creatures on it. As somebody said, “What does not benefit the hive, is no benefit to the bee.”

Are they achievable? Yes, they are. But if we look at the previous 15 years we can tell than setting a direction doesn’t guarantee that we are going to reach the target. Nonetheless, it is far better than not setting it at all. If we fall short, we’ll be somewhere on the way. Somewhere closer.

Of course, the goals and their formulations are the results of negotiations and compromises – not necessarily the best possible – and the follow-up won’t be easy (you can read something more here)

Nonetheless, this new 15-years-race has been better prepared than the previous one.

First of all, the SDGs are the final results of many different levels of contribution, which have involved an impressive number of people. Even if the diplomatic and political level played the decisive role, it has been preceded by on-line polls (involving more than 8 million people), thematic and national consultations, large debates, meetings with civil society.

The idea is that creating a sense of ownership – through a bottom-up dialogue, inclusive planning structures such as the World We Want Platform  and multi-stakeholder partnerships – will benefit its delivery.

Another powerful idea is that communications is in itself a key to making the targets attainable.

If a majority of people around the world will believe in the goals they will become achievable. Not only because private action will join the efforts of government and international organizations, but also because – on a deeper level – a sort of global awareness will make them appear realistic so that many small actions will add up to the big ones.

The effort to communicate the new goals appears, in this early stage, already impressive.

For instance, for the number of testimonials…

…or for the different targets, including children

…and for the spontaneous involvement of private companies.

Virgin, for instance, has created an app in support of the global goals, wich could transform all of us in superheroes to join ‘the global goals alliance’.

I’ve chosen for myself the superpower “partnership for the goals” ( no.17)

Embarrassing, isn’t it?

But what I think is really great, it’s the idea that we can contribute in many different ways and so several different platforms are just being created to offer us occasions to engage, such as the PEOPLE + PLANET PROJECT or the Global Citizen Community.

Quite interesting as a start, isn’t it?

IS THERE A WAY TO STOP TECHNOLOGIES WHICH BREACH (OR MAY BREACH) HUMAN RIGHTS?

Posted on by Susanna Cafaro

(originally published on ODBMS.org)

The European Parliament voted on Sept. 8 a report presented by the Alliance of Liberals and Democrats focusing on human rights and technology in third countries. In it, the EU Parliament claims that the Union should take a clear stance against those authoritarian regimes which use spying and hacking technologies to violate human rights. In order to do so they should lead in preventing this kind of technologies from falling into the wrong hands.
In the same day, the Parliament amended a Commission’s initial proposal to ban animal cloning to include the cloning of all farm animals, their descendants and products derived from them, including imports into the EU.

What do so different topics have in common?
They expect to have an impact on technology, or the use of technology.

Every year, the level of concern about the possible use of new technology raises exponentially: artificial intelligence, big data, drones, space race, not to speak about genetics or nanotechnologies (and being a lawyer I stop here, I’m sure my little list sounds poor and even silly to scientists).
Could we ever expect to stop technological evolution? And would it be something good?
The answer is clearly “no” to both the questions.
Technologies are the new borders of humanity exploration: pushing the limit to expand knowledge is in our very nature and enhancing human well-being through technological improvement is a moral obligation, especially where it is desperately needed.

But, how could we make sure that knowledge goes hand in hand with wisdom? How to avoid that the final result of this quest is nothing but self-destruction?

We face here two different problems, both difficult to solve: the How and the Who.

I. How the development of new technologies could be scrutinized in order to stop the research addressing wrong goals (goals of destruction of people or planet or control over other human beings)? How to avoid the misuse of technology which could have peaceful and fruitful applications?

II. Who should be in charge to do so?

First of all, an assumption seems inevitable: there isn’t much we can do at national level, not even at continental level. It’s even too easy, nowadays, to move a lab or a factory from one country to another, to shop among legal systems just to find the most accommodating (or the most interested) one. Even without moving, the product or the patent which is the outcome of a research can easily be sold abroad.

About the “how”, I doubt any international treaty could be effective. Too long negotiating processes, too difficult to verify the real implementation. Most of all a lack of flexibility in its content would make it immediately outdated. By the way, how many treaties should we need?

The only way to address the point is in identifying an evaluation body, in charge of screening in “the interest of humanity”.
And here comes the “Who” problem.

I don’t think that academic records or prizes and accomplishments would be enough to choose somebody for such a sensitive position. A clear commitment in the interest of humanity is needed for the members of such a value-centered group.
There are actually some bodies of scientists or experts in the UN, as the Commission on Science and Technology for Development, whose members are appointed by national governments according to a geopolitical distribution.

I am not sure this is the best formula (and I’m not sure to know the best formula), but I think that it should be possible to agree on some basic key points:

  • High profile of members (both ethical and scientific) recognized at global level;
  • Pluralism and diversity (and of course gender equality);
  • A transparent appointing process (by whom? The UN General Assembly? Or involving the same scientific community?)
  • Affiliation with a global organization or agency able to endorse and give authority to recommendations.

I don’t think that such a body should enter into details of single projects, but It could take charge of deep evaluation in areas of concern, to be submitted by states, international organizations or NGOs.
These are nothing but early reflections on a topic which I hope will be developed over the next months and years.

The scientific community – both academic and entrepreneurial- is called to join this debate and to be at the forefront in guaranteeing its own integrity in the interest of humanity.

Data for Humanity: An Open Letter

Posted on by Susanna Cafaro

I have the pleasure to host an important initiative by professors Roberto V. Zicari and Andrej Zwitter to raise awareness of the principles in the context of the use/access of data, facilitate exchange between people and organizations who share the goal and the principles, and support data initiatives that are dedicated to these principles around the world.

Data for Humanity: An Open Letter

Information is power and data is its raw material. We are experiencing an unprecedented ascent of Big Data, the development of data science and the increasing omnipresence of data analytics. We are also witnessing both the promise and the peril of the ubiquitous acquisition of personal data by organizations of all types.

Given its novelty, and the current shortcomings of codes of conducts and legal regulations, data entrepreneurs, governments, data scientists and educators have yet to find the right balance between the power that data give and the responsibility that comes with it.

This development of datafication of the world comes at a time with great challenges, such as climate change, mass migration, deterioration of personal privacy, and protracted conflicts.

Therefore, we believe that it is important to help encouraging people and institutions to use data on sound principles that serve humanity.

We want to bring people from different disciplines and professions together, who share the motivation of using Data for the Common Good and for Human Wellbeing, in order to ensure that data serves humanity.

Goal:
To bring people and institutions together who share the motivation to use Data for Common Good / human wellbeing

We encourage people and institutions who own and/or do work with data and who share the following principles to sign this letter of support.

Principles:

1. Do not harm

2. Use data to help create peaceful coexistence

3. Use data to help vulnerable people and people in need

4. Use data to preserve and improve natural environment

5. Use data to help creating a fair world without discrimination

Professor Roberto V. Zicari, Goethe University Frankfurt, Germany

Professor Andrej Zwitter, University of Groningen, the Netherlands

To sign the open letter, please follow this link:
http://www.bigdata.uni-frankfurt.de/dataforhumanity

Accountability, inclusivity, Legitimacy

Supranational Democracy in a Nutshell

Quote | Posted on by Susanna Cafaro

A few days ago I had the opportunity to give a speech about the need for democracy at global level and about what we, as individuals, can do.

I post it here because it summarizes well what is explained in several previous posts:

 

 

 

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Ecology of Social Systems

Posted on by Susanna Cafaro

Some days ago I was speaking with my friend Sargon from the Bretton Woods Project and he came out with this idea of the ecology of the social systems. We liked it and tried to elaborate a bit.

Just like a natural environment a democratic social system has different subjects playing different roles. There are authorities, in charge for the realisation of one or more common goals (safety, education, health, acceptable living standards, sanitation, financial stability, and so on…). There are individuals, chosing or legitimizing in different ways such authorities. There are social bodies mediating among  the two sides: political parties, NGOs, trade unions, each of them with its specific role, duties, expectations. There are entrepreneurs and companies, producing goods, offering services, creating jobs.

All these form a kind of ecosystem, which should be in balance.

Similarly to what happens in a natural ecosystem, there are natural enemies (or better natural antagonists).  To same extent the conflict is physiological and even healthy: without it, imbalances would produce authoritarian systems, anarchy, or implosion, all kinds of decay.
The same happens in the global arena: international organizations interact with transnational civil society and -at times- suffer for violent critics and even demonstrations which may be healthy if aimed at improving human rights or correcting an authoritarian approach.

We could have the impression, at times, that it is nothing but a huge role-play, or we could claim that some cathegories of subjects are good and other bad. It would be a mistaken perspective. The real villains are those willing to kill the system -i.e. the balance- not those playing their part in it.

From Limited Sovereignty to Shared Sovereignty

Posted on by Susanna Cafaro

“Sovereignty, though its meanings have varied across history, has a core meaning: supreme authority within a territory. It is a modern notion of political authority” (Stanford Encyclopedia of Philosophy)

It was only after the Peace of Westphalia, in 1648, that -in Europe-  sovereign states appeared as we know them.

As we know them?

I am not really persuaded that I really know (or have known) “sovereign states”.

When I was a child, in the bipolar world, maybe just the United States and the Soviet Union were sovereign states. Maybe China too, in a different way.

The theory of limited sovereignty was spelled in clear words in the Eastern bloc, a bit less clearly (but it wasn’t less true), in the western one.

Since WWII, another kind of limitation of sovereignty came from international law, especially by International humanitarian law and human rights law. States were not completely sovereign anymore since they had obligations towards their enemies and towards their own citizens. The notion of domestic jurisdiction was gradually eroded.

In this sense, compressing national sovereignty was not necessarily bad, even if it came with lights and shadows: how many states signed human rights declarations only as a tool of propaganda? How many of them were willing to guarantee human rights and repress gross violations in other countries -using military force- even if standards at home were not so high?

The United Nations cannot really enforce what is officially declared or check the good faith of the states showing good will.

Eventually, the world became more and more interconnected and economically integrated: the so-called globalization. And new constraints on sovereignty were accepted – as WTO regulations – as a price to pay for the access to new markets.

Now, it is clear to me that sovereignty is nothing more than a fictional concept. The state is not anymore a supreme authority, a superiorem non recognoscens (if there ever was one).

It is a loss of sovereignty if we look at it from the state perspective. But we could try to see it from a different perspective.

From the global perspective – or the global public goods perspective – the loss of many fragmented sovereignties could be positive as far as they are replaced by some authority in charge for tackling the issues at stake and equipped to do it.

It is a shift from many not-really-sovereign entities to common authorities where sovereignty is fairly shared among the members.

Climate change offers a great example, but it isn’t the only one. The issue of nuclear nonproliferation is another one. What about financial instability?

From the global citizens’ perspective, the answer is not an allocation of power in whatever authority, but in the kind of authority they can interact with, and control. An authority provided with legitimacy and accountability, whose policies are inclusive.

The United Nations are not yet this kind of authority, nor the Bretton Woods institutions, but single projects and processes are leading the way. See, for instance, the World We Want platform.

Some regional organizations, as the European Union, paved the way (to some extent), but they can still improve.

Some atypical new international organizations opened innovative paths of supranational interaction among stakeholders: the Kimberley Process, the Internet Governance Forum, the Global Environmental Facility. They are an example of what I call democratic experimentalism.

The way from limited sovereignty to shared sovereignty is not a short or easy one, but what really matters is that it is not a loss, but a gain in sovereignty.

Budget Matters!

Posted on by Susanna Cafaro

A supranational democratic organization requires its own legitimacy as well as independence by its member states: they are represented and participate actively in the decisional chain, but cannot keep the decisional process hostage of their own will.

In order to be free, an international organization needs an adequate financial independence, i.e. its own budget. Without it, its decisions aren’t the result of a balance of values and interests at stake, but become mere negotiations among the most influential capitals and, ultimately, the result of a balance of power –  so undermining the added value of supranationality and multilateralism and reducing to zero the role of individuals. Real independence can be guaranteed only by specific statutory provisions and by an adequate budget.

But how a budget may be an independent one?

In 1970 a strong commitment for financial autonomy in the European Economic Community was mirrored by a genuine system of own resources – basically agricultural and import duties, complemented by a small quota of the harmonized value-added tax. National contributions (in a percentage of gross national incomes) were reintroduced in 1988 in order to complement a decrease in the own resource revenue, which became more and more relevant in the following decades as import duties decreased as an effect of evolving international trade rules.

As a consequence, what was supposed to be a transitional solution was reinforced over the years, reducing significantly the financial autonomy of the Union. It’s not surprising, now, that some States are more equal than others and speak with louder voice!

So, genuine own resources are a necessary complement to a democratic system and resources means – first of all-  taxes.

The ancient slogan “no taxation without representation” may so be easily reversed, as “no representation without taxation” because what could elected representatives do with money which is gracefully granted by the richer (if not pleasing them)?

The debate on which taxes could better fit a supranational system is open and not only in the European Union: carbon taxes, financial transactions taxes, e-commerce taxes? What makes some proposals interesting is that they could have useful side effects, such as reducing CO2 emissions, decreasing inequalities, limiting tax avoidance.

Another interesting path of reasoning is considering some resources which are revenues without being taxes. See for instance the possible income coming from the common heritage of mankind (and taxes on related activities), which could be employed for the benefit of humanity.

Some examples of the “common heritage principle” may be found in international law: in the Outer Space Treaty (1967), in the UNESCO World Heritage Convention (1972), in the never ratified Moon Treaty (1979), in the Montego Bay Convention establishing the Seabed International Authority (1982), in the UNESCO Universal Declaration on the Human Genome and Human Rights.

Which better use could be made of the principle of the responsibility of the present generations towards the future ones than designating some mankind’s sources of revenue to finance the functioning of a democratic global system?